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ACAMS CAMS7日本語 Exam Syllabus Topics:

SectionWeightObjectives
Money Laundering and Terrorist Financing Concepts30%- Global AML/CFT standards
  • 1. FATF Recommendations
    • 2. International regulatory frameworks
      - Definitions and stages of money laundering
      • 1. Terrorist financing typologies
        • 2. Placement, layering, integration
          AML Compliance Framework25%- Roles and responsibilities
          • 1. Compliance officer duties
            • 2. Governance and oversight
              - Compliance program components
              • 1. Internal controls
                • 2. Policies and procedures
                  Risk Management and Due Diligence25%- Transaction monitoring and reporting
                  • 1. Monitoring systems and typologies
                    • 2. Suspicious Activity Reports (SAR/STR)
                      - Customer Due Diligence (CDD/KYC)
                      • 1. Enhanced due diligence (EDD)
                        • 2. Customer identification programs (CIP)
                          Detecting and Preventing Financial Crime20%- Financial crime typologies
                          • 1. Trade-based money laundering
                            • 2. Fraud and corruption schemes
                              - Investigations and enforcement
                              • 1. Case management and documentation
                                • 2. Regulatory investigations

                                  ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7日本語版) Sample Questions:

                                  Question #1

                                  組織向けの金融犯罪対策 (AFC) ツールを選択する際に優先すべき要素は何ですか? (2 つ選択してください。)

                                  • A. 最も低コストのソリューションを優先
                                  • B. 手動プロセスの完全な排除
                                  • C. 増加するトランザクション量に対応できるスケーラビリティ
                                  • D. 既存のITインフラストラクチャとの互換性
                                  • E. より広範な戦略の一環としてのリアルタイムデータ分析機能
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C,D  🗳️

                                  Explanation: Only visible for BraindumpQuiz members. You can sign-up / login (it's free).

                                  Question #2

                                  生命保険会社のマネーロンダリング報告責任者 (MLRO) が商品リスク評価方法を検討しています。
                                  生命保険商品の次の属性のうち、どれがより高いリスク評価を受けるでしょうか?
                                  (3つ選択してください。)

                                  • A. ある保険から別の保険への資金の移動を制限する商品
                                  • B. 解約返戻金を受け取ることができる商品
                                  • C. 保険契約開始後に受取人を変更できるオプションのある商品
                                  • D. 繰延収入のある年金商品
                                  • E. 国際医療保険が適用される商品
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B,C,E  🗳️

                                  Explanation: Only visible for BraindumpQuiz members. You can sign-up / login (it's free).

                                  Question #3

                                  EUの信託会社サービスプロバイダーのアナリストは、顧客の財務諸表と詳細な総勘定元帳を確認している際に、異常な動きに気づきました。顧客は機械の輸出入業を営んでいます。
                                  どのトランザクション指標がコンプライアンス担当者へのさらなるエスカレーションを正当化しますか?

                                  • A. 機械の出荷資金を調達するための親会社から子会社への企業間融資
                                  • B. 税効率の高い管轄区域にある外国企業への会社秘書報酬の支払い
                                  • C. 海外バーチャルオフィスサービスの支払い
                                  • D. 外国の管轄区域に設立された無関係の会社やサービスプロバイダーへのコンサルタント料の支払い
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B  🗳️

                                  Question #4

                                  国家リスク評価 (NRA) は、組織の金融犯罪対策 (AFC) コンプライアンス プログラム内のリスクベース アプローチ (RBA) に次のような影響を与える可能性があります (2 つ選択してください)。

                                  • A. 組織内の部門別リスク評価の必要性を排除
                                  • B. 強化されたデューデリジェンス(EDO)を必要とする高リスクセクターの特定を支援する。
                                  • C. すべての組織に標準化された対策を適用することを要求する
                                  • D. 金融犯罪リスクを軽減するためのリソースの配分を指導する
                                  • E. 組織が独自のリスク評価を実施する責任を自動的に軽減する
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B,D  🗳️

                                  Explanation: Only visible for BraindumpQuiz members. You can sign-up / login (it's free).

                                  Question #5

                                  弁護士、会計士、投資ブローカー、その他の第三者を含む専門サービス提供者が、その立場を悪用してマネーロンダリングを助長する可能性があります。
                                  どのような金融犯罪リスクがこのタイプの不正使用に関連していますか? (3 つ選択してください。)

                                  • A. 合法的な不動産取引を円滑に進めるために信託口座を開設する
                                  • B. 顧客に代わって遺産を清算するための口座を開設する
                                  • C. マネーロンダリング活動を可能にするためのペーパーカンパニーの設立(配置やレイヤリングを含む)
                                  • D. 基盤となるクライアントの身元を隠すことを主な目的としてサードパーティのアカウントを開設する
                                  • E. 取引の構築を含む、違法資金の洗浄を指導または促進すること
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C,D,E  🗳️

                                  Explanation: Only visible for BraindumpQuiz members. You can sign-up / login (it's free).

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